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SHIRLEY WILLIAMS v. KRISTINE D. RAGAGLIA,
COMMISSIONER OF CHILDREN AND FAMILIES
( SC 16587)
Sullivan, C. J., and Borden, Norcott, Katz, Palmer, Vertefeuille and Zarella, Js.
Argued February 11— officially released August 6, 2002
Stephen G. Vitelli, assistant attorney general, with
whom, on the brief, were Richard Blumenthal, attorney
general, and Susan T. Pearlman, assistant attorney gen-eral,
for the appellant ( defendant).
Royal J. Stark, with whom, on the brief, was Eric V.
McGrew, certified legal intern, for the appellee
( plaintiff).
Opinion
KATZ, J. The sole issue in this certified appeal is
whether the appeal by the plaintiff, Shirley Williams,
from the decision of the defendant, Kristine D. Ragaglia,
the commissioner of children and families ( commis-sioner),
revoking her special study foster care license
was rendered moot when the plaintiff was awarded
legal custody of the two children who were the subject
of the foster care license. The defendant appeals from
the judgment of the Appellate Court, which reversed
the trial court’s judgment dismissing the plaintiff’s
appeal on the ground of mootness. We conclude that,
because the plaintiff has demonstrated a reasonable
possibility that collateral consequences will arise from
the revocation of her foster care license, her claim was
not rendered moot when she was awarded legal custody
of the children. Accordingly, we affirm the judgment
of the Appellate Court.
The record contains the following facts and proce-dural
history that are relevant to our resolution of this
issue. In 1993, the department of children and families
( department) issued a limited special study foster care
license ( special license) 1 to the plaintiff, specifically to
provide care to two minor half siblings, S and K. 2 The
plaintiff is also the legal guardian of a half sister of S
and K, D, and has minor children of her own. In May,
1997, after periodic renewals of the special license, the
department sent a letter to the plaintiff citing several
foster care regulations and stating that there were suffi-cient
grounds to recommend a revocation of her
license. 3 On November 26, 1997, after conducting hear-ings
on the department’s recommendation, a hearing
officer issued a proposed final decision. In the proposed
decision, the hearing officer ruled that, although the
plaintiff had violated certain foster care regulations,
her special license ‘‘[ would] be retained, with certain
conditions . . . as it would be in the children’s best
interests to maintain them in this placement despite
the licensing violations found.’’ 4
After department staff filed an objection to the pro-posed
decision, on June 3, 1998, the commissioner
remanded the matter for a further hearing to determine:
( 1) the extent to which the plaintiff had complied with
the conditions of the proposed final decision; ( 2) the
extent to which the plaintiff generally had complied
with the department licensing regulations since the con-clusion
of the previous hearing; and ( 3) the best inter-ests
of S and K. On March 9, 1999, the hearing officer
issued a second proposed final decision, finding that
the plaintiff’s adult daughter, who had been convicted
on felony drug charges, was living in the plaintiff’s
household, and concluding, therefore, that the plaintiff
was in violation of the regulations pertaining to limita-tions
on who may be members of the foster household
and on the provision of substitute care. The proposed
decision upheld the department’s May, 1997 recommen-dation
to revoke the plaintiff’s special license based
upon her noncompliance with licensing regulations.
The commissioner adopted the second proposed deci-sion
in its entirety on June 21, 1999.
The department then began action to remove S and
K from the plaintiff’s home. In response, the plaintiff
filed a petition for a writ of habeas corpus in the juvenile
matters division of the Superior Court seeking legal
custody of S and K. 5 Shortly thereafter, the plaintiff
filed a contemporaneous administrative appeal in the
trial court pursuant to General Statutes § 4- 183, seeking
a reversal of the decision revoking her special license. 6
She also sought a stay of the decision revoking her
special license.
While the administrative appeal was pending, the
department decided to support the plaintiff’s petition
for custody and guardianship of S and K. On December
14, 1999, the trial court resolved the petition for the writ
of habeas corpus in the plaintiff’s favor and transferred
legal custody of S and K to her. As the children’s legal
guardian, the plaintiff no longer needed a special
license. See General Statutes § 17a- 93 ( d) ( defining
guardianship). 7 As a result, on May 25, 2000, the commis-sioner
filed a motion to dismiss the plaintiff’s adminis-trative
appeal as moot. On June 27, 2000, after oral
argument, the trial court dismissed the plaintiff’s admin-istrative
appeal as moot.
The plaintiff appealed from the trial court’s judgment
to the Appellate Court. On appeal, the plaintiff con-tended
that her claim was not moot because: ( 1) she
was then suffering and would continue to suffer harm
and adverse consequences as a result of the commis-sioner’s
decision to revoke her special license; and ( 2)
the trial court could grant practical relief from this harm
by overturning the revocation decision. Williams v.
Ragaglia, 64 Conn. App. 171, 172, 779 A. 2d 803 ( 2001).
The Appellate Court agreed with the plaintiff that her
claim was not moot. Id., 175. The court noted that, as
the biological mother of her own minor children and
as the legal guardian of S and K, who previously had
been wards of the department, the plaintiff was a mem-ber
of the class that the department is authorized to
investigate. 8 Id. The Appellate Court reasoned, there-fore,
that, if the plaintiff were to come under the depart-ment’s
scrutiny in the future, the department could use
the plaintiff��s record containing the license revocation
against her. Id. It further noted that the trial court could
provide practical relief to the plaintiff if it overturned
the license revocation, thereby giving the plaintiff a
clean record with the department. Id. Accordingly, the
Appellate Court concluded that the plaintiff’s appeal
was not moot, reversed the judgment of the trial court
and remanded the case to that court for an adjudication
on the merits of the administrative appeal. Id., 175– 76.
Thereafter, the commissioner petitioned this court for
certification to appeal. We granted the commissioner’s
petition, limited to the following question: ‘‘ Did the
Appellate Court properly conclude that [ the] adminis-trative
appeal regarding the revocation of the plaintiff’s
special study foster care license was not moot?’’ Wil-liams
v. Ragaglia, 258 Conn. 921, 782 A. 2d 1254 ( 2001).
A claim of mootness implicates the well established
rule that ‘‘[ a] n actual controversy must exist not only
at the time the appeal is taken, but also throughout the
pendency of the appeal. . . . When, during the pen-
dency of an appeal, events have occurred that preclude
an appellate court from granting any practical relief
through its disposition of the merits, a case has become
moot.’’ ( Internal quotation marks omitted.) Giaimo v.
New Haven, 257 Conn. 481, 492– 93, 778 A. 2d 33 ( 2001).
The commissioner claims that the Appellate Court
improperly determined that the plaintiff’s claim was
not moot. Specifically, the commissioner contends that,
once the plaintiff obtained legal custody of S and K, the
special license was no longer required for the children’s
care. Therefore, relief in the form of reinstatement of
the special license is now impractical. The commis-sioner
also claims that the Appellate Court improperly
expanded our mootness jurisprudence by allowing a
speculative injury that might arise from future dealings
with the department to satisfy our justiciability
requirements.
The commissioner’s claim raises an issue that is
related to a similar claim raised in another case that
we have decided today. See State v. McElveen, 261
Conn. , A. 2d ( 2002). In McElveen, we
addressed the issue of whether the reasonable possibil-ity
for prejudicial collateral consequences stemming
from a challenged impropriety can establish the requi-site
injury necessary for jurisdiction. Id., . We
rejected therein the state’s invitation to follow the
United States Supreme Court’s decision in Spencer v.
Kemna, 523 U. S. 1, 14, 118 S. Ct. 978, 140 L. Ed. 2d
43 ( 1998), which held that actual, necessary collateral
consequences were required in order to justify the con-tinuing
exercise of jurisdiction under the United States
constitution. State v. McElveen, supra, . Instead,
we reaffirmed this court’s long- standing mootness juris-prudence,
namely, that, despite developments during
the pendency of an appeal that would otherwise render
a claim moot, the court may retain jurisdiction when a
litigant shows that ‘‘ there is a reasonable possibility
that prejudicial collateral consequences will occur.’’ Id.,
; see, e. g., Statewide Grievance Committee v. Whit-ney,
227 Conn. 829, 837 n. 13, 633 A. 2d 296 ( 1993); Hous-ing
Authority v. Lamothe, 225 Conn. 757, 765, 627 A. 2d
367 ( 1993); State v. Smith, 207 Conn. 152, 161, 540 A. 2d
679 ( 1988); see also State v. Reilly, 60 Conn. App. 716,
724– 25, 760 A. 2d 1001 ( 2000); Haynes v. Bronson, 13
Conn. App. 708, 711, 539 A. 2d 592 ( 1988).
The commissioner does not contest our doctrine
establishing that potential collateral consequences aris-ing
from a challenged action defeat a claim of mootness.
Rather, the commissioner contends that the record
must demonstrate that the plaintiff will or is likely to
suffer specific, foreseeable collateral consequences
stemming from the commissioner’s decision to revoke
her special license. Essentially, the commissioner con-tends
that the Appellate Court’s reasoning that the
department could use the plaintiff’s license revocation
to her detriment in future proceedings does not satisfy
this standard. In support of this position, the commis-sioner
points out that anyone who has children may
come under the scrutiny of the department and that
the plaintiff’s license revocation, therefore, does not
render her specifically vulnerable to department scru-tiny.
Therefore, the commissioner claims that the plain-tiff
has failed to establish the likelihood of interacting
with the department in the future.
We reject the legal premise upon which the commis-sioner
relies. In McElveen, we confirmed that the appli-cation
of the collateral consequences mootness
doctrine is not predicated on a showing of the probabil-ity
of such consequences, but, rather, on a showing of
the reasonable possibility of collateral consequences.
State v. McElveen, supra, 261 Conn. . Accordingly,
this standard requires the plaintiff to demonstrate more
than an abstract, purely speculative injury, but does not
require the plaintiff to prove that it is more probable
than not that the prejudicial consequences will occur.
We recognize, as did the Appellate Court, the reason-able
possibility that the department could use the plain-tiff’s
license revocation to her detriment in future
proceedings. 9 See Williams v. Ragaglia, supra, 64 Conn.
App. 175. The possibility that the plaintiff will have
future interaction with the department is not purely
speculative. As noted previously, the plaintiff also vol-untarily
has assumed the care of another child who is
not her own, D, the half sister of S and K. Moreover, a
fourth child, E, who shares the same mother as D, S
and K, also resided with the plaintiff at one time. Of
these four children, the only blood relation to the plain-tiff
is D, who is the plaintiff’s niece through her brother.
In light of the plaintiff’s voluntary assumption of the
care of these four children, there is at least a reasonable
possibility that the plaintiff will be asked again to
assume the role of foster parent either by her brother
or by the children’s mother, who has a history of drug
addiction and who repeatedly has turned to the plaintiff
for help. 10 Accordingly, the plaintiff would have occa-sion
to interact with the department, at which time
it could consider, among other factors, the plaintiff’s
license revocation due to regulation infractions. Cf.
Housing Authority v. Lamothe, supra, 225 Conn. 765
( plaintiff’s consideration of defendant’s eviction as one
of many factors in deciding whether to rent to defendant
in future is cognizable collateral consequence). Surely,
if this court has taken into account the reasonable possi-bility
of criminal recidivism when addressing the collat-eral
consequences attending parole violations; see State
v. Smith, supra, 207 Conn. 161; and of repetitive rule
infractions by attorneys; see Statewide Grievance Com-mittee
v. Whitney, supra, 227 Conn. 837– 38 n. 13; we
likewise must consider the reasonable possibility that
a person, such as the plaintiff, who has agreed selflessly
to become a foster parent to children not her own, will
again in the future become a foster parent and have
occasion to interact with the department.
We further note that the reasonable possibility of
adverse use of the plaintiff’s record is not limited to
proceedings with the department. The department is
mandated statutorily to disclose its records to numer-ous
government agencies upon request without
obtaining the consent of the person who is the subject
of the record. See General Statutes ( Rev. to 2001) § 17a-
28 ( f), as amended by No. 01- 142, § 1, of the 2001 Public
Acts. 11 There are a variety of ways in which the record
pertaining to the plaintiff’s license revocation could be
used to her detriment. 12 The commissioner does not
assert that there is not a reasonable possibility that the
plaintiff’s record would be disclosed pursuant to the
statute and that adverse consequences reasonably
could attend such a disclosure. Instead, the commis-sioner
contends that the plaintiff’s interests are pro-tected
adequately against harmful disclosure by virtue
of a regulation that permits the plaintiff to contest any
alleged inaccuracies in personal data contained in the
department’s records. See Regs., Conn. State Agencies
§ 17- 415 ( g)- 11 ( a). We reject these measures as ade-quate
protection for the plaintiff here because the
department has discretion whether to make a change to
an individual’s record and an aggrieved party’s recourse
upon the department’s refusal to delete the contested
material is to submit a statement that will be included
when the record is disclosed. Regs., Conn. State Agen-cies
§ 17- 415 ( g)- 11 ( c).
Finally, we note that the dissemination of the plain-tiff’s
record to various government agencies pursuant
to § 17a- 28 ( f), albeit not a direct dissemination to the
public, would taint the plaintiff’s reputation. The revo-cation
of a foster care license for cause stigmatizes the
plaintiff as having been found to be an unfit caregiver.
Cf. Winegar v. Des Moines Independent Community
School District, 20 F. 3d 895, 899 ( 8th Cir.), cert. denied,
513 U. S. 964, 115 S. Ct. 426, 130 L. Ed. 2d 340 ( 1994)
( unjustified allegation of child abuse carries stigma);
Valmonte v. Bane, 18 F. 3d 992, 1000 ( 2d Cir. 1994)
( inclusion on list of child abusers attaches stigma even
though disclosure not to public generally but only to
authorized state agencies and potential employers in
child care field). Moreover, unlike some statutes that
impose confidentiality requirements on the disclosure
of records; see General Statutes § 19a- 583 ( barring dis-closure
of confidential human immunodeficiency virus
[ HIV] information); General Statutes § 46b- 124 ( a) ( pro-viding
that juvenile proceedings are confidential and
sealed); there is no such bar on the disclosure of records
obtained by an agency pursuant to § 17a- 28 ( f). There-fore,
the information ultimately could enter the public
domain and further stigmatize the plaintiff. Cf. Hodge
v. Jones, 31 F. 3d 157, 165 ( 4th Cir.), cert. denied, 513 U. S.
1018, 115 S. Ct. 581, 130 L. Ed. 2d 496 ( 1994) ( extensive
confidentiality requirements under state law preclude
stigma of label of child abuser from attaching to investi-gative
report); Tracy v. Johnson, 156 Conn. 630, 632,
239 A. 2d 477 ( 1968) ( availability of Juvenile Court
records only upon order of court mitigates against
stigma from juvenile commitment record).
Courts have long recognized the importance of being
able to maintain one’s own good name. 13 ‘‘[ T] he individ-ual’s
right to the protection of his own good name
reflects no more than our basic concept of the essential
dignity and worth of every human being— a concept
at the root of any decent system of ordered liberty.’’
( Internal quotation marks omitted.) Gertz v. Robert
Welch, Inc., 418 U. S. 323, 341, 94 S. Ct. 2997, 41 L. Ed.
2d 789 ( 1974); see also Wisconsin v. Constantineau,
400 U. S. 433, 437, 91 S. Ct. 507, 27 L. Ed. 2d 515 ( 1971)
( emphasizing importance of ‘‘ a person’s good name,
reputation, honor, or integrity’’); In re Ames Dept.
Stores, Inc., 76 F. 3d 66, 69 ( 2d Cir. 1996), quoting W.
Shakespeare, Othello, act 3, sc. 3 (‘‘ ‘[ W] ho steals my
purse steals trash . . . . But he that filches from me
my good name . . . makes me poor indeed.’ ’’). Indeed,
the citizens of this state have placed such value on
one’s interest in his or her reputation as to afford it
constitutional protection. See Conn. Const., art. I, § 10
(‘‘[ a] ll courts shall be open, and every person, for an
injury done to him in his person, property or reputation,
shall have remedy by due course of law, and right and
justice administered without sale, denial or delay’’). In
recognition of the importance of one’s good name, this
court has determined, when addressing collateral con-sequences,
that an action that stains one’s reputation
is an injury that the court can consider in determining
whether it may grant practical relief. See State v. Whit-ney,
supra, 227 Conn. 837– 38 n. 13 (‘‘ collateral conse-quences
for attorney’s reputation and standing’’ render
case not moot); 14 State v. Smith, supra, 207 Conn. 161
( defendant’s probation revocation may ‘‘ affect his
standing in the community in its connotation of wrong-doing’’);
see also State v. Collic, 55 Conn. App. 196, 201,
738 A. 2d 1133 ( 1999) ( removal of probation violation
from defendant’s record would delete ‘‘ mark that would
otherwise . . . affect his reputation in the commu-nity’’);
State v. Johnson, 11 Conn. App. 251, 256, 527
A. 2d 250 ( 1987) ( probation revocation is burden in addi-tion
to conviction that ‘‘ will affect . . . [ defendant’s]
standing in the community because it connotes wrong-doing
and intractability’’).
We need not decide in the present case whether any
one of the adverse effects identified herein would be
sufficient on its own to establish a reasonable possibil-ity
of collateral consequences from the commissioner’s
decision to revoke the plaintiff’s special license. We
conclude, instead, that the totality of these possible
consequences is sufficient to permit the trial court to
retain jurisdiction over the plaintiff’s claim.
The commissioner cites four cases in support of her
contention that the plaintiff has not established the
requisite collateral consequences: Phaneuf v. Commis-sioner
of Motor Vehicles, 166 Conn. 449, 352 A. 2d 291
( 1974); In re Jeffrey C., 64 Conn. App. 55, 779 A. 2d 765
( 2001), rev’d on other grounds, 261 Conn. , A. 2d
( 2002); In re Elizabeth H., 45 Conn. App. 508, 696
A. 2d 1291, cert. denied, 243 Conn. 903, 701 A. 2d 328
( 1997), cert. denied, 523 U. S. 1137, 118 S. Ct. 1840, 140
L. Ed. 2d 1091 ( 1998); and Daly v. DelPonte, 27 Conn.
App. 495, 608 A. 2d 93 ( 1992), rev’d on other grounds,
225 Conn. 499, 624 A. 2d 876 ( 1993). We find nothing in
any of these cases that contravenes the reasoning that
we have set forth in this opinion.
Phaneuf and Daly both involved appeals from a deci-sion
by the commissioner of motor vehicles suspending
the plaintiff’s driver’s license. At issue in each case was
whether the claim had been rendered moot when the
suspension had expired. 15 Phaneuf v. Commissioner of
Motor Vehicles, supra, 166 Conn. 450; Daly v. DelPonte,
supra, 27 Conn. App. 496. In each of those cases, the
court mentioned two possible collateral consequences,
determined that the consequences were, in fact, nonex-istent,
and, accordingly, concluded that the plaintiff’s
claim was moot. 16 Phaneuf v. Commissioner of Motor
Vehicles, supra, 452– 53; Daly v. DelPonte, supra, 502–
503. In In re Jeffrey C., supra, 64 Conn. App. 65– 67, the
Appellate Court never addressed potential collateral
consequences but, instead, analyzed whether an excep-tion
to mootness— that the claim is ‘‘ ‘ capable of repeti-tion,
yet evading review’ ’’— was satisfied. The analysis
undertaken by a court in applying that exception, how-ever,
is different than the one used in determining if
collateral consequences have been established. See In
re Elizabeth H., supra, 45 Conn. App. 510– 12 ( analyzing
mootness issue under both approaches).
In In re Elizabeth H., however, the Appellate Court
addressed a claim of collateral consequences similar
to the claims raised in the present case. In that case,
the plaintiffs appealed from a judgment adjudicating
their children as neglected, uncared for and abused. Id.,
509. During the course of the proceedings, the children
reached the age of majority. Id. Nevertheless, the plain-tiffs
contended that the appeal was not moot, claiming
that the adjudication could make them ineligible to
become foster parents. Id., 510. The Appellate Court
rejected this claim, in part, because the bar to becoming
a foster parent arose from an order for temporary cus-tody,
not the judgment from which the plaintiffs were
appealing. 17 Id. The Appellate Court also considered
and rejected as a potential collateral consequence the
damage to the plaintiffs’ reputation arising from the
trial court’s adjudication of their children as neglected.
Id., 511. In reaching that conclusion, the Appellate Court
noted that the record of the juvenile proceedings that
had given rise to the plaintiffs’ claim was confidential
and sealed. Id., citing General Statutes § 46b- 124 ( a).
There is no such statutory protection available to the
plaintiff in the present case. See footnote 11 of this
opinion.
Accordingly, we conclude that the plaintiff has estab-lished
a reasonable possibility of prejudicial collateral
consequences from the commissioner’s decision to
revoke her special license that permit the trial court to
retain jurisdiction over her appeal from that decision.
The judgment of the Appellate Court is affirmed.
In this opinion SULLIVAN, C. J., and PALMER and
VERTEFEUILLE, Js., concurred.
1 A special study foster care license authorizes the holder to provide
foster care only for the children specifically identified in the license. The
department typically utilizes the special license when a parent of a child
committed to the custody of the department requests that a specific individ-ual,
who is not licensed to provide general foster care, provide foster care
to his or her child. In the present case, the biological mother of S and
K; see footnote 2 of this opinion; whose parental rights ultimately were
terminated, had requested that the department place her children with the
plaintiff while the mother was in a drug addiction treatment program in
July, 1992.
2 The children are not identified by name in keeping with General Statutes
§ 46b- 142 ( b), which provides: ‘‘ The Department of Children and Families,
or any party at interest aggrieved by any final judgment or order of the
court, may appeal to the Appellate Court in accordance with the provisions
of section 52- 263. The clerk in charge of such juvenile matters shall forthwith,
after notice of any appeal, prepare and file with the clerk of the Appellate
Court the certified copy of the record of the case from which such appeal
has been taken. The name of the child or youth involved in any such appeal
shall not appear on the record of the appeal, and the records and papers
of any juvenile case filed in the Appellate Court shall be open for inspection
only to persons having a proper interest therein and upon order of the court.’’
3 The letter to the plaintiff cited the following department regulations:
Regs., Conn. State Agencies § 17a- 145- 143 ( pertaining to health standards
for foster parents and household members); Regs., Conn. State Agencies
§ 17a- 145- 148 ( pertaining to substitute child care when adults in foster home
are absent for extended period of time); and Regs., Conn. State Agencies
§ 17a- 145- 152 ( a) and ( d) ( pertaining to granting and approving licenses
when household member of foster home either has been convicted of certain
crimes, has had allegation of child abuse substantiated, has had minor
removed from member’s care due to abuse or neglect, or has knowingly
arranged for substitute care by such person).
After hearings pertaining to these allegations, the department issued a
second letter to the plaintiff, which no longer referred to § 17a- 145- 143 or
§ 17a- 145- 152 ( a) of the regulations. The letter, however, cited the following
additional regulations, which were not cited in the first letter: Regs., Conn.
State Agencies § 17a- 145- 133 ( stating general requirements for issuing or
approving foster care license); Regs., Conn. State Agencies § 17a- 145- 144
( listing character standards for foster parents and household members);
and Regs., Conn. State Agencies § 17a- 145- 152 ( b) ( stating that license
renewal may be denied due to criminal status of household members).
4 The following conditions were set forth in the 1997 proposed decision:
( 1) that the plaintiff maintain a list of at least three department- approved
alternate caregivers; ( 2) that, within sixty days of the decision, the plaintiff
return to work and provide the department with proof of income sufficient
to meet the needs of the foster family as required by § 17a- 145- 147 of the
Regulations of Connecticut State Agencies; and ( 3) that the department be
allowed to perform unannounced visits at the plaintiff’s home for a period
of six months.
5 The plaintiff filed the petition pursuant to General Statutes § 52- 466 ( f),
which provides: ‘‘ A foster parent or an approved adoptive parent shall have
standing to make application for a writ of habeas corpus regarding the
custody of a child currently or recently in his care for a continuous period
of not less than ninety days in the case of a child under three years of age
at the time of such application and not less than one hundred eighty days
in the case of any other child.’’
6 The plaintiff cited numerous grounds for her appeal, challenging both
the legal and factual underpinnings of the commissioner’s decision.
7 General Statutes § 17a- 93 ( d) provides: ‘‘ ‘ Guardianship’ means guardian-ship,
unless otherwise specified, of the person of a minor and refers to the
obligation of care and control, the right to custody and the duty and authority
to make major decisions affecting such minor’s welfare, including, but not
limited to, consent determinations regarding marriage, enlistment in the
armed forces and major medical, psychiatric or surgical treatment . . . .’’
See also General Statutes § 45a- 604 ( 5) ( guardian defined for purposes of
guardians of person of minor under Probate Court procedure).
8 The department’s authority to investigate child welfare issues is derived
from several statutory provisions. See, e. g., General Statutes § 17a- 90 ( a)
( granting commissioner ‘��� general supervision over the welfare of children
who require care and protection of the state’’); General Statutes § 17a- 101g
( authorizing department to investigate allegations of child abuse).
9 The commissioner contends that the department’s recommendation to
the habeas court that the plaintiff should be appointed as guardian of S and
K ‘‘ clearly belies any contention that any speculative future dealings with
the [ department] would be negatively influenced by the [ special license]
revocation.’’ We note, however, that if the commissioner has no intention
of ever using the record to the plaintiff’s detriment, the commissioner easily
could have resolved this matter at any stage in the proceedings, throughout
this lengthy appellate process, by vacating the revocation decision volun-tarily.
10 S and K were placed with the plaintiff in July, 1992, when their mother
signed a voluntary placement agreement while hospitalized for drug addic-tion
treatment. At the trial court proceeding terminating the mother’s paren-tal
rights, the trial court noted that the mother had an ‘‘ ongoing substance
abuse problem and history of failed treatments.’’ Accordingly, it is not only
reasonably possible that the plaintiff will seek to become a foster parent
in the future, but, more specifically, that the plaintiff may be called upon
to assume the care of any future children of the mother of D, E, S and K.
11 General Statutes ( Rev. to 2001) § 17a- 28 ( f), as amended by No. 01- 142,
§ 1, of the 2001 Public Acts, provides: ‘‘ The commissioner or the commission-er’s
designee shall, upon request, promptly provide copies of records, with-out
the consent of a person, to ( 1) a law enforcement agency, ( 2) the Chief
State’s Attorney or the Chief State’s Attorney’s designee or a state’s attorney
for the judicial district in which the child resides or in which the alleged
abuse or neglect occurred or the state’s attorney’s designee, for purposes
of investigating or prosecuting an allegation of child abuse or neglect, ( 3)
the attorney appointed to represent a child in any court in litigation affecting
the best interests of the child, ( 4) a guardian ad litem appointed to represent
a child in any court in litigation affecting the best interests of the child, ( 5)
the Department of Public Health, which licenses any person to care for
children for the purposes of determining suitability of such person for
licensure, ( 6) any state agency which licenses such person to educate or
care for children pursuant to section 10- 145b or 17a- 101j, ( 7) the Governor,
when requested in writing, in the course of the Governor’s official functions
or the Legislative Program Review and Investigations Committee, the com-mittee
of the General Assembly on judiciary and the committee of the
General Assembly having cognizance of matters involving children when
requested in the course of such committees’ official functions in writing,
and upon a majority vote of said committee, provided no names or other
identifying information shall be disclosed unless it is essential to the legisla-tive
or gubernatorial purpose, ( 8) a local or regional board of education,
provided the records are limited to educational records created or obtained
by the state or Connecticut- Unified School District # 2, established pursuant
to section 17a- 37, and ( 9) a party in a custody proceeding under section
17a- 112, or section 46b- 129, as amended by this act, in the Superior Court
where such records concern a child who is the subject of the proceeding
or the parent of such child. A disclosure under this section shall be made
of any part of a record, whether or not created by the department, provided
no confidential record of the Superior Court shall be disclosed other than
the petition and any affidavits filed therewith in the superior court for
juvenile matters, except upon an order of a judge of the Superior Court for
good cause shown. The commissioner shall also disclose the name of any
individual who cooperates with an investigation of a report of child abuse
or neglect to such law enforcement agency or state’s attorney for purposes
of investigating or prosecuting an allegation of child abuse or neglect. The
commissioner or the commissioner’s designee shall, upon request, promptly
provide copies of records, without the consent of the person, to ( A) the
Department of Public Health for the purpose of determining the suitability
of a person to care for children in a facility licensed under sections 19a- 77
to 19a- 80, inclusive, 19a- 82 to 19a- 87, inclusive, and 19a- 87b, and ( B) the
Department of Social Services for determining the suitability of a person
for any payment from the department for providing child care.’’
The preceding language is the current codification of § 17a- 28 ( f). Herein-after,
references to § 17a- 28 ( f) are to the 2001 revision, as amended by
Public Act 01- 142.
12 For example, if an allegation of child abuse were to be made against
the plaintiff, it is foreseeable that law enforcement officers or the state’s
attorney’s office would request disclosure of the plaintiff’s record from the
department. See General Statutes § 17a- 28 ( f) ( 1) and ( 2). It does not stretch
the imagination to assume that even an unsubstantiated allegation would
be treated more seriously based on the plaintiff’s record of having had her
foster care license revoked for cause. In addition, if the plaintiff were to
seek future employment in the child care or childhood education field, the
record could impact her ability to become licensed or to become eligible
for government payment for providing child care services. See General
Statutes § 17a- 28 ( f) ( 5) and ( 6).
The commissioner contends that we should not consider the potential
collateral consequences of disclosure under § 17a- 28 ( f) because the plaintiff
did not raise this claim in the trial court. As the commissioner correctly
points out, this court generally does not address a theory that was not raised
before the trial court. Mellon v. Century Cable Management Corp., 247
Conn. 790, 799, 725 A. 2d 943 ( 1999) ( party ‘‘ may not try its case on one
theory and appeal on another’’). We note, however, an important distinction
in the present case. The plaintiff has not asserted a new legal theory but,
instead, has offered yet another example of how the license revocation
could be used to her detriment to support the theory she already had raised
in the trial court.
13 ‘‘ While an individual may not have a ‘ property’ or ‘ liberty’ interest in
his or her reputation so as to trigger due process protections, Paul v. Davis,
424 U. S. 693, 712 [ 96 S. Ct. 1155, 47 L. Ed. 2d 405] ( 1976), that question is
obviously distinct from whether an interest in one’s reputation is sufficient
to defeat a claim of mootness.’’ Spencer v. Kemna, supra, 523 U. S. 24 n. 4
( Stevens, J., dissenting).
14 We note that in Crone v. Gill, 250 Conn. 476, 480– 81, 736 A. 2d 131
( 1999), we rejected an attorney’s claim that any injury to his reputation as
a result of a trial court decision disqualifying him from representing a
particular client demonstrated the requisite aggrievement to establish stand-ing.
Our reasoning in that case, however, may be reconciled with our decision
in Whitney, in which we recognized that injury to an attorney’s reputation
was a cognizable collateral consequence sufficient to defeat a claim of
mootness. State v. Whitney, supra, 227 Conn. 837– 38 n. 13. In Crone, we
rejected the plaintiff’s claim on the ground that he had failed to satisfy the
second prong of the aggrievement test, which would have required that the
plaintiff demonstrate that the right to represent a particular client was
protected under the plaintiff’s general right to practice law. Crone v. Gill,
supra, 481. We did express doubts, however, as to whether the plaintiff
could satisfy the first prong of the test, because the plaintiff had failed to
offer specific proof as to harm to his reputation. Id., 480– 81. The plaintiff had
claimed that an injury arose because his disqualification ‘‘ was tantamount to
a finding of professional misconduct.’’ Id., 481 n. 6. We questioned whether
the plaintiff had suffered any injury because the trial court did not denigrate
the plaintiff’s capabilities or integrity but, rather, predicated its decision on
protecting the client from the plaintiff’s potential conflict of interest. Id. By
contrast, in Whitney, the plaintiff was found to have violated the Rules of
Professional Conduct. State v. Whitney, supra, 837– 38 n. 13.
15 As the commissioner points out, the plaintiff in Daly also had raised a
challenge to the motor vehicle commissioner’s decision placing him on
medical probation as a condition of retaining his driver’s license. Daly v.
DelPonte, supra, 27 Conn. App. 499. The Appellate Court determined that
this claim also was moot because, once the plaintiff’s license had been
suspended, the condition of probation was rendered meaningless. Id. The
opinion in Daly does not indicate, however, that the plaintiff had ever raised
in the Appellate Court the issue of collateral consequences arising from the
imposition of the condition to defeat the assertion of mootness.
16 The Appellate Court determined that ‘‘[ a] driver’s license suspension
. . . ‘ does not have the effect of a conviction, nor would [ it] entail any of the
collateral legal disabilities ordinarily produced by conviction of a criminal
offense.’ ’’ Daly v. DelPonte, supra, 27 Conn. App. 503, quoting Phaneuf v.
Commissioner of Motor Vehicles, supra, 166 Conn. 453. The court also
rejected the notion that the plaintiff could suffer adverse effects arising
from points entered onto his record because he had failed to demonstrate
that points in fact had been so entered. Phaneuf v. Commissioner of Motor
Vehicles, supra, 453; Daly v. DelPonte, supra, 503.
17 The court in In re Elizabeth H., supra, 45 Conn. App. 510, also noted
that there was no evidence in the record that the plaintiffs had any intention
of applying to become foster parents in the future. By contrast, in the present
case, the plaintiff has assumed the care of three children who are not her
own, underscoring the reasonable possibility that she will become a foster
parent in the future.
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| Title | Supreme Court oral argument |
| Subject - LCSH | KF228.W553 2002; Williams, Shirley--Trials, litigation, etc.; Ragaglia, Kristine D.--Trials, litigation, etc.; Foster home care--Licenses--Connecticut.; Foster parents--Licenses--Connecticut. |
| Description | Title from disc label.; "SC 16587: Shirley Williams v. Commissioner of DCF"--Publisher's web site (viewed Feb. 19, 2008).; "Feb. 11, 2002."; "1854."; Harvested from the web on 2/20/08 |
| Creator | Williams, Shirley, |
| Contributors | Ragaglia, Kristine D.; Connecticut. Supreme Court.; CT·N (Television network) |
| Date - Digital | 2002] |
| Collection | Law and legislation |
| Type | Image |
| Language | eng |
| Relation | Available also in videocassette format.; http://www.jud.ct.gov/external/supapp/Cases/AROcr/261cr92.pdf; http://www.jud.ct.gov/external/supapp/Cases/AROcr/261cr92e.pdf |
| Publisher | Connecticut Network |
| Format-Extent | 1 videodisc (1 hr., 2 min., 20 sec.) : sd., col. ; 4 ³/₄ in. |
| Transcript | ****************************************************** The ‘‘ officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘ officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘ officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti-cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con-necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro-duced and distributed without the express written per-mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** SHIRLEY WILLIAMS v. KRISTINE D. RAGAGLIA, COMMISSIONER OF CHILDREN AND FAMILIES ( SC 16587) Sullivan, C. J., and Borden, Norcott, Katz, Palmer, Vertefeuille and Zarella, Js. Argued February 11— officially released August 6, 2002 Stephen G. Vitelli, assistant attorney general, with whom, on the brief, were Richard Blumenthal, attorney general, and Susan T. Pearlman, assistant attorney gen-eral, for the appellant ( defendant). Royal J. Stark, with whom, on the brief, was Eric V. McGrew, certified legal intern, for the appellee ( plaintiff). Opinion KATZ, J. The sole issue in this certified appeal is whether the appeal by the plaintiff, Shirley Williams, from the decision of the defendant, Kristine D. Ragaglia, the commissioner of children and families ( commis-sioner), revoking her special study foster care license was rendered moot when the plaintiff was awarded legal custody of the two children who were the subject of the foster care license. The defendant appeals from the judgment of the Appellate Court, which reversed the trial court’s judgment dismissing the plaintiff’s appeal on the ground of mootness. We conclude that, because the plaintiff has demonstrated a reasonable possibility that collateral consequences will arise from the revocation of her foster care license, her claim was not rendered moot when she was awarded legal custody of the children. Accordingly, we affirm the judgment of the Appellate Court. The record contains the following facts and proce-dural history that are relevant to our resolution of this issue. In 1993, the department of children and families ( department) issued a limited special study foster care license ( special license) 1 to the plaintiff, specifically to provide care to two minor half siblings, S and K. 2 The plaintiff is also the legal guardian of a half sister of S and K, D, and has minor children of her own. In May, 1997, after periodic renewals of the special license, the department sent a letter to the plaintiff citing several foster care regulations and stating that there were suffi-cient grounds to recommend a revocation of her license. 3 On November 26, 1997, after conducting hear-ings on the department’s recommendation, a hearing officer issued a proposed final decision. In the proposed decision, the hearing officer ruled that, although the plaintiff had violated certain foster care regulations, her special license ‘‘[ would] be retained, with certain conditions . . . as it would be in the children’s best interests to maintain them in this placement despite the licensing violations found.’’ 4 After department staff filed an objection to the pro-posed decision, on June 3, 1998, the commissioner remanded the matter for a further hearing to determine: ( 1) the extent to which the plaintiff had complied with the conditions of the proposed final decision; ( 2) the extent to which the plaintiff generally had complied with the department licensing regulations since the con-clusion of the previous hearing; and ( 3) the best inter-ests of S and K. On March 9, 1999, the hearing officer issued a second proposed final decision, finding that the plaintiff’s adult daughter, who had been convicted on felony drug charges, was living in the plaintiff’s household, and concluding, therefore, that the plaintiff was in violation of the regulations pertaining to limita-tions on who may be members of the foster household and on the provision of substitute care. The proposed decision upheld the department’s May, 1997 recommen-dation to revoke the plaintiff’s special license based upon her noncompliance with licensing regulations. The commissioner adopted the second proposed deci-sion in its entirety on June 21, 1999. The department then began action to remove S and K from the plaintiff’s home. In response, the plaintiff filed a petition for a writ of habeas corpus in the juvenile matters division of the Superior Court seeking legal custody of S and K. 5 Shortly thereafter, the plaintiff filed a contemporaneous administrative appeal in the trial court pursuant to General Statutes § 4- 183, seeking a reversal of the decision revoking her special license. 6 She also sought a stay of the decision revoking her special license. While the administrative appeal was pending, the department decided to support the plaintiff’s petition for custody and guardianship of S and K. On December 14, 1999, the trial court resolved the petition for the writ of habeas corpus in the plaintiff’s favor and transferred legal custody of S and K to her. As the children’s legal guardian, the plaintiff no longer needed a special license. See General Statutes § 17a- 93 ( d) ( defining guardianship). 7 As a result, on May 25, 2000, the commis-sioner filed a motion to dismiss the plaintiff’s adminis-trative appeal as moot. On June 27, 2000, after oral argument, the trial court dismissed the plaintiff’s admin-istrative appeal as moot. The plaintiff appealed from the trial court’s judgment to the Appellate Court. On appeal, the plaintiff con-tended that her claim was not moot because: ( 1) she was then suffering and would continue to suffer harm and adverse consequences as a result of the commis-sioner’s decision to revoke her special license; and ( 2) the trial court could grant practical relief from this harm by overturning the revocation decision. Williams v. Ragaglia, 64 Conn. App. 171, 172, 779 A. 2d 803 ( 2001). The Appellate Court agreed with the plaintiff that her claim was not moot. Id., 175. The court noted that, as the biological mother of her own minor children and as the legal guardian of S and K, who previously had been wards of the department, the plaintiff was a mem-ber of the class that the department is authorized to investigate. 8 Id. The Appellate Court reasoned, there-fore, that, if the plaintiff were to come under the depart-ment’s scrutiny in the future, the department could use the plaintiff��s record containing the license revocation against her. Id. It further noted that the trial court could provide practical relief to the plaintiff if it overturned the license revocation, thereby giving the plaintiff a clean record with the department. Id. Accordingly, the Appellate Court concluded that the plaintiff’s appeal was not moot, reversed the judgment of the trial court and remanded the case to that court for an adjudication on the merits of the administrative appeal. Id., 175– 76. Thereafter, the commissioner petitioned this court for certification to appeal. We granted the commissioner’s petition, limited to the following question: ‘‘ Did the Appellate Court properly conclude that [ the] adminis-trative appeal regarding the revocation of the plaintiff’s special study foster care license was not moot?’’ Wil-liams v. Ragaglia, 258 Conn. 921, 782 A. 2d 1254 ( 2001). A claim of mootness implicates the well established rule that ‘‘[ a] n actual controversy must exist not only at the time the appeal is taken, but also throughout the pendency of the appeal. . . . When, during the pen- dency of an appeal, events have occurred that preclude an appellate court from granting any practical relief through its disposition of the merits, a case has become moot.’’ ( Internal quotation marks omitted.) Giaimo v. New Haven, 257 Conn. 481, 492– 93, 778 A. 2d 33 ( 2001). The commissioner claims that the Appellate Court improperly determined that the plaintiff’s claim was not moot. Specifically, the commissioner contends that, once the plaintiff obtained legal custody of S and K, the special license was no longer required for the children’s care. Therefore, relief in the form of reinstatement of the special license is now impractical. The commis-sioner also claims that the Appellate Court improperly expanded our mootness jurisprudence by allowing a speculative injury that might arise from future dealings with the department to satisfy our justiciability requirements. The commissioner’s claim raises an issue that is related to a similar claim raised in another case that we have decided today. See State v. McElveen, 261 Conn. , A. 2d ( 2002). In McElveen, we addressed the issue of whether the reasonable possibil-ity for prejudicial collateral consequences stemming from a challenged impropriety can establish the requi-site injury necessary for jurisdiction. Id., . We rejected therein the state’s invitation to follow the United States Supreme Court’s decision in Spencer v. Kemna, 523 U. S. 1, 14, 118 S. Ct. 978, 140 L. Ed. 2d 43 ( 1998), which held that actual, necessary collateral consequences were required in order to justify the con-tinuing exercise of jurisdiction under the United States constitution. State v. McElveen, supra, . Instead, we reaffirmed this court’s long- standing mootness juris-prudence, namely, that, despite developments during the pendency of an appeal that would otherwise render a claim moot, the court may retain jurisdiction when a litigant shows that ‘‘ there is a reasonable possibility that prejudicial collateral consequences will occur.’’ Id., ; see, e. g., Statewide Grievance Committee v. Whit-ney, 227 Conn. 829, 837 n. 13, 633 A. 2d 296 ( 1993); Hous-ing Authority v. Lamothe, 225 Conn. 757, 765, 627 A. 2d 367 ( 1993); State v. Smith, 207 Conn. 152, 161, 540 A. 2d 679 ( 1988); see also State v. Reilly, 60 Conn. App. 716, 724– 25, 760 A. 2d 1001 ( 2000); Haynes v. Bronson, 13 Conn. App. 708, 711, 539 A. 2d 592 ( 1988). The commissioner does not contest our doctrine establishing that potential collateral consequences aris-ing from a challenged action defeat a claim of mootness. Rather, the commissioner contends that the record must demonstrate that the plaintiff will or is likely to suffer specific, foreseeable collateral consequences stemming from the commissioner’s decision to revoke her special license. Essentially, the commissioner con-tends that the Appellate Court’s reasoning that the department could use the plaintiff’s license revocation to her detriment in future proceedings does not satisfy this standard. In support of this position, the commis-sioner points out that anyone who has children may come under the scrutiny of the department and that the plaintiff’s license revocation, therefore, does not render her specifically vulnerable to department scru-tiny. Therefore, the commissioner claims that the plain-tiff has failed to establish the likelihood of interacting with the department in the future. We reject the legal premise upon which the commis-sioner relies. In McElveen, we confirmed that the appli-cation of the collateral consequences mootness doctrine is not predicated on a showing of the probabil-ity of such consequences, but, rather, on a showing of the reasonable possibility of collateral consequences. State v. McElveen, supra, 261 Conn. . Accordingly, this standard requires the plaintiff to demonstrate more than an abstract, purely speculative injury, but does not require the plaintiff to prove that it is more probable than not that the prejudicial consequences will occur. We recognize, as did the Appellate Court, the reason-able possibility that the department could use the plain-tiff’s license revocation to her detriment in future proceedings. 9 See Williams v. Ragaglia, supra, 64 Conn. App. 175. The possibility that the plaintiff will have future interaction with the department is not purely speculative. As noted previously, the plaintiff also vol-untarily has assumed the care of another child who is not her own, D, the half sister of S and K. Moreover, a fourth child, E, who shares the same mother as D, S and K, also resided with the plaintiff at one time. Of these four children, the only blood relation to the plain-tiff is D, who is the plaintiff’s niece through her brother. In light of the plaintiff’s voluntary assumption of the care of these four children, there is at least a reasonable possibility that the plaintiff will be asked again to assume the role of foster parent either by her brother or by the children’s mother, who has a history of drug addiction and who repeatedly has turned to the plaintiff for help. 10 Accordingly, the plaintiff would have occa-sion to interact with the department, at which time it could consider, among other factors, the plaintiff’s license revocation due to regulation infractions. Cf. Housing Authority v. Lamothe, supra, 225 Conn. 765 ( plaintiff’s consideration of defendant’s eviction as one of many factors in deciding whether to rent to defendant in future is cognizable collateral consequence). Surely, if this court has taken into account the reasonable possi-bility of criminal recidivism when addressing the collat-eral consequences attending parole violations; see State v. Smith, supra, 207 Conn. 161; and of repetitive rule infractions by attorneys; see Statewide Grievance Com-mittee v. Whitney, supra, 227 Conn. 837– 38 n. 13; we likewise must consider the reasonable possibility that a person, such as the plaintiff, who has agreed selflessly to become a foster parent to children not her own, will again in the future become a foster parent and have occasion to interact with the department. We further note that the reasonable possibility of adverse use of the plaintiff’s record is not limited to proceedings with the department. The department is mandated statutorily to disclose its records to numer-ous government agencies upon request without obtaining the consent of the person who is the subject of the record. See General Statutes ( Rev. to 2001) § 17a- 28 ( f), as amended by No. 01- 142, § 1, of the 2001 Public Acts. 11 There are a variety of ways in which the record pertaining to the plaintiff’s license revocation could be used to her detriment. 12 The commissioner does not assert that there is not a reasonable possibility that the plaintiff’s record would be disclosed pursuant to the statute and that adverse consequences reasonably could attend such a disclosure. Instead, the commis-sioner contends that the plaintiff’s interests are pro-tected adequately against harmful disclosure by virtue of a regulation that permits the plaintiff to contest any alleged inaccuracies in personal data contained in the department’s records. See Regs., Conn. State Agencies § 17- 415 ( g)- 11 ( a). We reject these measures as ade-quate protection for the plaintiff here because the department has discretion whether to make a change to an individual’s record and an aggrieved party’s recourse upon the department’s refusal to delete the contested material is to submit a statement that will be included when the record is disclosed. Regs., Conn. State Agen-cies § 17- 415 ( g)- 11 ( c). Finally, we note that the dissemination of the plain-tiff’s record to various government agencies pursuant to § 17a- 28 ( f), albeit not a direct dissemination to the public, would taint the plaintiff’s reputation. The revo-cation of a foster care license for cause stigmatizes the plaintiff as having been found to be an unfit caregiver. Cf. Winegar v. Des Moines Independent Community School District, 20 F. 3d 895, 899 ( 8th Cir.), cert. denied, 513 U. S. 964, 115 S. Ct. 426, 130 L. Ed. 2d 340 ( 1994) ( unjustified allegation of child abuse carries stigma); Valmonte v. Bane, 18 F. 3d 992, 1000 ( 2d Cir. 1994) ( inclusion on list of child abusers attaches stigma even though disclosure not to public generally but only to authorized state agencies and potential employers in child care field). Moreover, unlike some statutes that impose confidentiality requirements on the disclosure of records; see General Statutes § 19a- 583 ( barring dis-closure of confidential human immunodeficiency virus [ HIV] information); General Statutes § 46b- 124 ( a) ( pro-viding that juvenile proceedings are confidential and sealed); there is no such bar on the disclosure of records obtained by an agency pursuant to § 17a- 28 ( f). There-fore, the information ultimately could enter the public domain and further stigmatize the plaintiff. Cf. Hodge v. Jones, 31 F. 3d 157, 165 ( 4th Cir.), cert. denied, 513 U. S. 1018, 115 S. Ct. 581, 130 L. Ed. 2d 496 ( 1994) ( extensive confidentiality requirements under state law preclude stigma of label of child abuser from attaching to investi-gative report); Tracy v. Johnson, 156 Conn. 630, 632, 239 A. 2d 477 ( 1968) ( availability of Juvenile Court records only upon order of court mitigates against stigma from juvenile commitment record). Courts have long recognized the importance of being able to maintain one’s own good name. 13 ‘‘[ T] he individ-ual’s right to the protection of his own good name reflects no more than our basic concept of the essential dignity and worth of every human being— a concept at the root of any decent system of ordered liberty.’’ ( Internal quotation marks omitted.) Gertz v. Robert Welch, Inc., 418 U. S. 323, 341, 94 S. Ct. 2997, 41 L. Ed. 2d 789 ( 1974); see also Wisconsin v. Constantineau, 400 U. S. 433, 437, 91 S. Ct. 507, 27 L. Ed. 2d 515 ( 1971) ( emphasizing importance of ‘‘ a person’s good name, reputation, honor, or integrity’’); In re Ames Dept. Stores, Inc., 76 F. 3d 66, 69 ( 2d Cir. 1996), quoting W. Shakespeare, Othello, act 3, sc. 3 (‘‘ ‘[ W] ho steals my purse steals trash . . . . But he that filches from me my good name . . . makes me poor indeed.’ ’’). Indeed, the citizens of this state have placed such value on one’s interest in his or her reputation as to afford it constitutional protection. See Conn. Const., art. I, § 10 (‘‘[ a] ll courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, and right and justice administered without sale, denial or delay’’). In recognition of the importance of one’s good name, this court has determined, when addressing collateral con-sequences, that an action that stains one’s reputation is an injury that the court can consider in determining whether it may grant practical relief. See State v. Whit-ney, supra, 227 Conn. 837– 38 n. 13 (‘‘ collateral conse-quences for attorney’s reputation and standing’’ render case not moot); 14 State v. Smith, supra, 207 Conn. 161 ( defendant’s probation revocation may ‘‘ affect his standing in the community in its connotation of wrong-doing’’); see also State v. Collic, 55 Conn. App. 196, 201, 738 A. 2d 1133 ( 1999) ( removal of probation violation from defendant’s record would delete ‘‘ mark that would otherwise . . . affect his reputation in the commu-nity’’); State v. Johnson, 11 Conn. App. 251, 256, 527 A. 2d 250 ( 1987) ( probation revocation is burden in addi-tion to conviction that ‘‘ will affect . . . [ defendant’s] standing in the community because it connotes wrong-doing and intractability’’). We need not decide in the present case whether any one of the adverse effects identified herein would be sufficient on its own to establish a reasonable possibil-ity of collateral consequences from the commissioner’s decision to revoke the plaintiff’s special license. We conclude, instead, that the totality of these possible consequences is sufficient to permit the trial court to retain jurisdiction over the plaintiff’s claim. The commissioner cites four cases in support of her contention that the plaintiff has not established the requisite collateral consequences: Phaneuf v. Commis-sioner of Motor Vehicles, 166 Conn. 449, 352 A. 2d 291 ( 1974); In re Jeffrey C., 64 Conn. App. 55, 779 A. 2d 765 ( 2001), rev’d on other grounds, 261 Conn. , A. 2d ( 2002); In re Elizabeth H., 45 Conn. App. 508, 696 A. 2d 1291, cert. denied, 243 Conn. 903, 701 A. 2d 328 ( 1997), cert. denied, 523 U. S. 1137, 118 S. Ct. 1840, 140 L. Ed. 2d 1091 ( 1998); and Daly v. DelPonte, 27 Conn. App. 495, 608 A. 2d 93 ( 1992), rev’d on other grounds, 225 Conn. 499, 624 A. 2d 876 ( 1993). We find nothing in any of these cases that contravenes the reasoning that we have set forth in this opinion. Phaneuf and Daly both involved appeals from a deci-sion by the commissioner of motor vehicles suspending the plaintiff’s driver’s license. At issue in each case was whether the claim had been rendered moot when the suspension had expired. 15 Phaneuf v. Commissioner of Motor Vehicles, supra, 166 Conn. 450; Daly v. DelPonte, supra, 27 Conn. App. 496. In each of those cases, the court mentioned two possible collateral consequences, determined that the consequences were, in fact, nonex-istent, and, accordingly, concluded that the plaintiff’s claim was moot. 16 Phaneuf v. Commissioner of Motor Vehicles, supra, 452– 53; Daly v. DelPonte, supra, 502– 503. In In re Jeffrey C., supra, 64 Conn. App. 65– 67, the Appellate Court never addressed potential collateral consequences but, instead, analyzed whether an excep-tion to mootness— that the claim is ‘‘ ‘ capable of repeti-tion, yet evading review’ ’’— was satisfied. The analysis undertaken by a court in applying that exception, how-ever, is different than the one used in determining if collateral consequences have been established. See In re Elizabeth H., supra, 45 Conn. App. 510– 12 ( analyzing mootness issue under both approaches). In In re Elizabeth H., however, the Appellate Court addressed a claim of collateral consequences similar to the claims raised in the present case. In that case, the plaintiffs appealed from a judgment adjudicating their children as neglected, uncared for and abused. Id., 509. During the course of the proceedings, the children reached the age of majority. Id. Nevertheless, the plain-tiffs contended that the appeal was not moot, claiming that the adjudication could make them ineligible to become foster parents. Id., 510. The Appellate Court rejected this claim, in part, because the bar to becoming a foster parent arose from an order for temporary cus-tody, not the judgment from which the plaintiffs were appealing. 17 Id. The Appellate Court also considered and rejected as a potential collateral consequence the damage to the plaintiffs’ reputation arising from the trial court’s adjudication of their children as neglected. Id., 511. In reaching that conclusion, the Appellate Court noted that the record of the juvenile proceedings that had given rise to the plaintiffs’ claim was confidential and sealed. Id., citing General Statutes § 46b- 124 ( a). There is no such statutory protection available to the plaintiff in the present case. See footnote 11 of this opinion. Accordingly, we conclude that the plaintiff has estab-lished a reasonable possibility of prejudicial collateral consequences from the commissioner’s decision to revoke her special license that permit the trial court to retain jurisdiction over her appeal from that decision. The judgment of the Appellate Court is affirmed. In this opinion SULLIVAN, C. J., and PALMER and VERTEFEUILLE, Js., concurred. 1 A special study foster care license authorizes the holder to provide foster care only for the children specifically identified in the license. The department typically utilizes the special license when a parent of a child committed to the custody of the department requests that a specific individ-ual, who is not licensed to provide general foster care, provide foster care to his or her child. In the present case, the biological mother of S and K; see footnote 2 of this opinion; whose parental rights ultimately were terminated, had requested that the department place her children with the plaintiff while the mother was in a drug addiction treatment program in July, 1992. 2 The children are not identified by name in keeping with General Statutes § 46b- 142 ( b), which provides: ‘‘ The Department of Children and Families, or any party at interest aggrieved by any final judgment or order of the court, may appeal to the Appellate Court in accordance with the provisions of section 52- 263. The clerk in charge of such juvenile matters shall forthwith, after notice of any appeal, prepare and file with the clerk of the Appellate Court the certified copy of the record of the case from which such appeal has been taken. The name of the child or youth involved in any such appeal shall not appear on the record of the appeal, and the records and papers of any juvenile case filed in the Appellate Court shall be open for inspection only to persons having a proper interest therein and upon order of the court.’’ 3 The letter to the plaintiff cited the following department regulations: Regs., Conn. State Agencies § 17a- 145- 143 ( pertaining to health standards for foster parents and household members); Regs., Conn. State Agencies § 17a- 145- 148 ( pertaining to substitute child care when adults in foster home are absent for extended period of time); and Regs., Conn. State Agencies § 17a- 145- 152 ( a) and ( d) ( pertaining to granting and approving licenses when household member of foster home either has been convicted of certain crimes, has had allegation of child abuse substantiated, has had minor removed from member’s care due to abuse or neglect, or has knowingly arranged for substitute care by such person). After hearings pertaining to these allegations, the department issued a second letter to the plaintiff, which no longer referred to § 17a- 145- 143 or § 17a- 145- 152 ( a) of the regulations. The letter, however, cited the following additional regulations, which were not cited in the first letter: Regs., Conn. State Agencies § 17a- 145- 133 ( stating general requirements for issuing or approving foster care license); Regs., Conn. State Agencies § 17a- 145- 144 ( listing character standards for foster parents and household members); and Regs., Conn. State Agencies § 17a- 145- 152 ( b) ( stating that license renewal may be denied due to criminal status of household members). 4 The following conditions were set forth in the 1997 proposed decision: ( 1) that the plaintiff maintain a list of at least three department- approved alternate caregivers; ( 2) that, within sixty days of the decision, the plaintiff return to work and provide the department with proof of income sufficient to meet the needs of the foster family as required by § 17a- 145- 147 of the Regulations of Connecticut State Agencies; and ( 3) that the department be allowed to perform unannounced visits at the plaintiff’s home for a period of six months. 5 The plaintiff filed the petition pursuant to General Statutes § 52- 466 ( f), which provides: ‘‘ A foster parent or an approved adoptive parent shall have standing to make application for a writ of habeas corpus regarding the custody of a child currently or recently in his care for a continuous period of not less than ninety days in the case of a child under three years of age at the time of such application and not less than one hundred eighty days in the case of any other child.’’ 6 The plaintiff cited numerous grounds for her appeal, challenging both the legal and factual underpinnings of the commissioner’s decision. 7 General Statutes § 17a- 93 ( d) provides: ‘‘ ‘ Guardianship’ means guardian-ship, unless otherwise specified, of the person of a minor and refers to the obligation of care and control, the right to custody and the duty and authority to make major decisions affecting such minor’s welfare, including, but not limited to, consent determinations regarding marriage, enlistment in the armed forces and major medical, psychiatric or surgical treatment . . . .’’ See also General Statutes § 45a- 604 ( 5) ( guardian defined for purposes of guardians of person of minor under Probate Court procedure). 8 The department’s authority to investigate child welfare issues is derived from several statutory provisions. See, e. g., General Statutes § 17a- 90 ( a) ( granting commissioner ‘��� general supervision over the welfare of children who require care and protection of the state’’); General Statutes § 17a- 101g ( authorizing department to investigate allegations of child abuse). 9 The commissioner contends that the department’s recommendation to the habeas court that the plaintiff should be appointed as guardian of S and K ‘‘ clearly belies any contention that any speculative future dealings with the [ department] would be negatively influenced by the [ special license] revocation.’’ We note, however, that if the commissioner has no intention of ever using the record to the plaintiff’s detriment, the commissioner easily could have resolved this matter at any stage in the proceedings, throughout this lengthy appellate process, by vacating the revocation decision volun-tarily. 10 S and K were placed with the plaintiff in July, 1992, when their mother signed a voluntary placement agreement while hospitalized for drug addic-tion treatment. At the trial court proceeding terminating the mother’s paren-tal rights, the trial court noted that the mother had an ‘‘ ongoing substance abuse problem and history of failed treatments.’’ Accordingly, it is not only reasonably possible that the plaintiff will seek to become a foster parent in the future, but, more specifically, that the plaintiff may be called upon to assume the care of any future children of the mother of D, E, S and K. 11 General Statutes ( Rev. to 2001) § 17a- 28 ( f), as amended by No. 01- 142, § 1, of the 2001 Public Acts, provides: ‘‘ The commissioner or the commission-er’s designee shall, upon request, promptly provide copies of records, with-out the consent of a person, to ( 1) a law enforcement agency, ( 2) the Chief State’s Attorney or the Chief State’s Attorney’s designee or a state’s attorney for the judicial district in which the child resides or in which the alleged abuse or neglect occurred or the state’s attorney’s designee, for purposes of investigating or prosecuting an allegation of child abuse or neglect, ( 3) the attorney appointed to represent a child in any court in litigation affecting the best interests of the child, ( 4) a guardian ad litem appointed to represent a child in any court in litigation affecting the best interests of the child, ( 5) the Department of Public Health, which licenses any person to care for children for the purposes of determining suitability of such person for licensure, ( 6) any state agency which licenses such person to educate or care for children pursuant to section 10- 145b or 17a- 101j, ( 7) the Governor, when requested in writing, in the course of the Governor’s official functions or the Legislative Program Review and Investigations Committee, the com-mittee of the General Assembly on judiciary and the committee of the General Assembly having cognizance of matters involving children when requested in the course of such committees’ official functions in writing, and upon a majority vote of said committee, provided no names or other identifying information shall be disclosed unless it is essential to the legisla-tive or gubernatorial purpose, ( 8) a local or regional board of education, provided the records are limited to educational records created or obtained by the state or Connecticut- Unified School District # 2, established pursuant to section 17a- 37, and ( 9) a party in a custody proceeding under section 17a- 112, or section 46b- 129, as amended by this act, in the Superior Court where such records concern a child who is the subject of the proceeding or the parent of such child. A disclosure under this section shall be made of any part of a record, whether or not created by the department, provided no confidential record of the Superior Court shall be disclosed other than the petition and any affidavits filed therewith in the superior court for juvenile matters, except upon an order of a judge of the Superior Court for good cause shown. The commissioner shall also disclose the name of any individual who cooperates with an investigation of a report of child abuse or neglect to such law enforcement agency or state’s attorney for purposes of investigating or prosecuting an allegation of child abuse or neglect. The commissioner or the commissioner’s designee shall, upon request, promptly provide copies of records, without the consent of the person, to ( A) the Department of Public Health for the purpose of determining the suitability of a person to care for children in a facility licensed under sections 19a- 77 to 19a- 80, inclusive, 19a- 82 to 19a- 87, inclusive, and 19a- 87b, and ( B) the Department of Social Services for determining the suitability of a person for any payment from the department for providing child care.’’ The preceding language is the current codification of § 17a- 28 ( f). Herein-after, references to § 17a- 28 ( f) are to the 2001 revision, as amended by Public Act 01- 142. 12 For example, if an allegation of child abuse were to be made against the plaintiff, it is foreseeable that law enforcement officers or the state’s attorney’s office would request disclosure of the plaintiff’s record from the department. See General Statutes § 17a- 28 ( f) ( 1) and ( 2). It does not stretch the imagination to assume that even an unsubstantiated allegation would be treated more seriously based on the plaintiff’s record of having had her foster care license revoked for cause. In addition, if the plaintiff were to seek future employment in the child care or childhood education field, the record could impact her ability to become licensed or to become eligible for government payment for providing child care services. See General Statutes § 17a- 28 ( f) ( 5) and ( 6). The commissioner contends that we should not consider the potential collateral consequences of disclosure under § 17a- 28 ( f) because the plaintiff did not raise this claim in the trial court. As the commissioner correctly points out, this court generally does not address a theory that was not raised before the trial court. Mellon v. Century Cable Management Corp., 247 Conn. 790, 799, 725 A. 2d 943 ( 1999) ( party ‘‘ may not try its case on one theory and appeal on another’’). We note, however, an important distinction in the present case. The plaintiff has not asserted a new legal theory but, instead, has offered yet another example of how the license revocation could be used to her detriment to support the theory she already had raised in the trial court. 13 ‘‘ While an individual may not have a ‘ property’ or ‘ liberty’ interest in his or her reputation so as to trigger due process protections, Paul v. Davis, 424 U. S. 693, 712 [ 96 S. Ct. 1155, 47 L. Ed. 2d 405] ( 1976), that question is obviously distinct from whether an interest in one’s reputation is sufficient to defeat a claim of mootness.’’ Spencer v. Kemna, supra, 523 U. S. 24 n. 4 ( Stevens, J., dissenting). 14 We note that in Crone v. Gill, 250 Conn. 476, 480– 81, 736 A. 2d 131 ( 1999), we rejected an attorney’s claim that any injury to his reputation as a result of a trial court decision disqualifying him from representing a particular client demonstrated the requisite aggrievement to establish stand-ing. Our reasoning in that case, however, may be reconciled with our decision in Whitney, in which we recognized that injury to an attorney’s reputation was a cognizable collateral consequence sufficient to defeat a claim of mootness. State v. Whitney, supra, 227 Conn. 837– 38 n. 13. In Crone, we rejected the plaintiff’s claim on the ground that he had failed to satisfy the second prong of the aggrievement test, which would have required that the plaintiff demonstrate that the right to represent a particular client was protected under the plaintiff’s general right to practice law. Crone v. Gill, supra, 481. We did express doubts, however, as to whether the plaintiff could satisfy the first prong of the test, because the plaintiff had failed to offer specific proof as to harm to his reputation. Id., 480– 81. The plaintiff had claimed that an injury arose because his disqualification ‘‘ was tantamount to a finding of professional misconduct.’’ Id., 481 n. 6. We questioned whether the plaintiff had suffered any injury because the trial court did not denigrate the plaintiff’s capabilities or integrity but, rather, predicated its decision on protecting the client from the plaintiff’s potential conflict of interest. Id. By contrast, in Whitney, the plaintiff was found to have violated the Rules of Professional Conduct. State v. Whitney, supra, 837– 38 n. 13. 15 As the commissioner points out, the plaintiff in Daly also had raised a challenge to the motor vehicle commissioner’s decision placing him on medical probation as a condition of retaining his driver’s license. Daly v. DelPonte, supra, 27 Conn. App. 499. The Appellate Court determined that this claim also was moot because, once the plaintiff’s license had been suspended, the condition of probation was rendered meaningless. Id. The opinion in Daly does not indicate, however, that the plaintiff had ever raised in the Appellate Court the issue of collateral consequences arising from the imposition of the condition to defeat the assertion of mootness. 16 The Appellate Court determined that ‘‘[ a] driver’s license suspension . . . ‘ does not have the effect of a conviction, nor would [ it] entail any of the collateral legal disabilities ordinarily produced by conviction of a criminal offense.’ ’’ Daly v. DelPonte, supra, 27 Conn. App. 503, quoting Phaneuf v. Commissioner of Motor Vehicles, supra, 166 Conn. 453. The court also rejected the notion that the plaintiff could suffer adverse effects arising from points entered onto his record because he had failed to demonstrate that points in fact had been so entered. Phaneuf v. Commissioner of Motor Vehicles, supra, 453; Daly v. DelPonte, supra, 503. 17 The court in In re Elizabeth H., supra, 45 Conn. App. 510, also noted that there was no evidence in the record that the plaintiffs had any intention of applying to become foster parents in the future. By contrast, in the present case, the plaintiff has assumed the care of three children who are not her own, underscoring the reasonable possibility that she will become a foster parent in the future. |
| PDI.Title | Supreme Court oral argument. Feb. 11, 2002. Opinion. |
| OCLC number | 192096071 |
| CONTENTdm number | 52 |
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